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FHI's Quarterly Health Bulletin Network

After N-9, What Next?

Several potential microbicides are poised to be tested for effectiveness in humans.

Network: 2003, Vol. 22, No. 4

NetworkCopyright Family Health International, 2003. 
Network is reprinted with permission from Family Health International.

Now that the spermicide nonoxynol-9 (N-9) has been ruled out as a microbicide1 (see N-9 Not for Women at High Risk of HIV Infection), attention has shifted to other substances that might be used topically as a protective barrier against HIV and other sexually transmitted infections (STIs). An effective vaginal microbicide would offer a desperately needed option for women at risk of HIV who cannot persuade their partners to use condoms.

More than 50 agents are being studied for their microbicide potential, and about one-third are in clinical (human) trials.2 While a microbicide is unlikely to reach the market until after 2010, six microbicide products are expected to enter effectiveness trials — the most advanced stages of testing in humans — in 2003 and 2004, says Dr. Zeda Rosenberg, chief executive officer of the International Partnership for Microbicides (IPM) and former FHI scientific director for the HIV Prevention Trials Network (HPTN), a worldwide collaborative research program that evaluates HIV prevention interventions. The IPM was founded in 2002 to accelerate microbicide research, development, and access and has attracted nearly $100 million in support, including a $60 million grant from the Bill and Melinda Gates Foundation.

Those products nearing effectiveness trials act in different ways to prevent HIV and other STI pathogens from infecting cells. Four of them — Carraguard (carageenan, derived from red seaweed), dextrin-2-sulfate, cellulose sulfate, and PRO 2000 — are sulfated or sulphonated polymers with large, negatively charged molecules that bind to pathogens or to potential host target cells, forming a protective coating (see table for information on how the different microbicides work).

The other two microbicide candidates poised to enter effectiveness trials kill or inactivate pathogens. C31G, like N-9, damages bacterial membranes and viral envelopes. BufferGel destroys pathogens by maintaining the natural acidity of the vagina in the presence of alkaline semen.

All six compounds have shown some ability to block HIV and other sexually transmitted pathogens in test tubes or in animals.3 Four of them may also offer protection against pregnancy. The two that do not appear to be contraceptive are Carraguard and dextrin-2-sulfate.

The six candidates have performed well in safety trials designed to detect systemic toxicity or disruption of the epithelial cells that line the vagina.4 Such trials usually begin by studying the safety and acceptability of the compound among healthy women. Subsequent study populations represent the range of people who might use a microbicide, including HIV-positive individuals. Recognizing that anal sexual intercourse greatly increases the risk of HIV infection for both men and women, researchers are also beginning to assess the safety of rectal microbicide use.

Two of the compounds, Carraguard and dextrin-2-sulfate, have completed expanded safety trials. Results of the Carraguard trials, involving 565 women in South Africa and Thailand, are expected in May of 2003. Preliminary results of those trials and from the first 35 HIV-negative, sexually active women enrolled in an expanded safety trial of dextrin-2-sulfate at St. Francis Hospital in Kampala, Uganda, showed no adverse effects.5 If the final results of the Uganda trial are equally positive, an effectiveness trial of dextrin-2-sulfate could begin in South Africa, Tanzania, Zambia, and Uganda in 2004. The Population Council hopes to begin an effectiveness trial of Carraguard, involving about 6,000 women in South Africa and Botswana, in 2003.

FHI and the U.S.-based CONRAD Program are also awaiting completion of data analysis — from a recent safety trial involving 54 Cameroonian women — before deciding whether to proceed to an effectiveness trial of cellulose sulfate. CONRAD plans to test the effectiveness of cellulose sulfate in a second trial in Benin, Uganda, and India, and FHI researchers are designing effectiveness trials of another compound, C31G.

HPTN plans to conduct a combined expanded safety and effectiveness trial of BufferGel and PRO 2000. The proposed study design calls for enrollment of more than 3,100 sexually active, HIV-negative women in India, Malawi, South Africa, Tanzania, the United States, Zambia, and Zimbabwe. If this design is approved by a review committee of the U.S. National Institutes of Health (NIH), which is HPTN's sponsor, the trial could begin in 2004. (FHI works with NIH, FHI's Protection of Human Subjects Committee, and local ethical review boards and community groups to ensure that its research is always conducted in compliance with U.S. regulatory requirements and international guidelines designed to protect human research participants and to ensure that study participation is equitable and free of coercion.)

In October 2002, a contraceptive effectiveness trial sponsored by the U.S. National Institute of Child Health and Human Development began enrolling 975 U.S. women who will use a diaphragm with either BufferGel or a conventional spermicide. (Contraceptives do not need to be tested for effectiveness in as many women as do microbicides because the risk of becoming pregnant when one is not using a family planning method is so much greater than the risk of acquiring HIV during each act of unprotected intercourse.) If the results show that BufferGel offers contraceptive protection equivalent to that of the spermicide, it could be sold as a contraceptive in the United States within two years.

Bringing a substance to market as a microbicide is expected to take much longer, even if any of the first-generation candidates are shown to protect against HIV in humans. Most likely, first-generation microbicides will, at best, be only partially effective.

Other candidates

The six leading microbicide candidates act before HIV invades a host cell. Others are being developed that will interrupt the HIV life cycle after it enters a target cell in the vagina or cervix, by inhibiting either initial replication of HIV or further spread of the infection.

One of these postinfection challengers, a topical formulation of the HIV drug tenofovir disoproxil fumarate (tenofovir DF) called PMPA, is being evaluated in an HPTN safety and acceptability study in the United States. FHI is designing a multinational effectiveness trial to test whether taking a daily tenofovir DF tablet can reduce the risk of HIV infection.

Other promising compounds for second- and third-generation microbicides include monoclonal antibodies and large, artificial molecules called dendrimers. Both inhibit fusion of HIV with targeted cells by binding specific proteins on the surface of the virus.6 Research is also under way to test microbicide delivery devices, including the diaphragm (see Will Diaphragms Protect against STIs?), a vaginal cap, and an intravaginal silicone ring.

The most effective microbicides are likely to be those that combine different or complementary mechanisms of action against HIV, "just as antiretrovirals are much more effective when used in combination than when used alone against HIV," says Dr. Rosenberg.

— Kathleen Henry Shears

References

  1. World Health Organization (WHO), CONRAD Program. Safety of Nonoxynol-9 When Used for Contraception: Report from WHO/CONRAD Technical Consultation, October 2001. Geneva, Switzerland: WHO and CONRAD, 2002. Available online.
  2. Harrison PF, Rosenberg Z, Bowcut JC. HIV/AIDS: topical microbicides for disease prevention — status and challenges. Unpublished paper. Alliance for Microbicide Development and International Partnership for Microbicides, 2003.
  3. McCormack S, Hughes R, Lacey CJN, et al. Microbicides in HIV prevention. BMJ 2001;322(7283):410-13.
  4. Mauck C, Creinin M, Barnhart K, et al. A Phase I comparative post-coital testing and safety study of three concentrations of C31G. Microbicides 2002, Antwerp, Belgium, May 12-15, 2002; Coggins C, Blanchard K, Alvarez F, et al. Preliminary safety and acceptability of a carrageenan gel for possible use as a vaginal microbicide. Sex Transm Infect 2000;76(6):480-83; Elias CJ, Coggins C, Alvarez F, et al. Colposcopic evaluation of a vaginal gel formulation of iota-carrageenan. Contraception 1997;56(6):387-89; Mauck D, Frezieres R, Walsh T, et al. Single and multiple exposure tolerance study of cellulose sulfate gel: a Phase I safety and colposcopy study. Contraception 2001;64(6):383-91; Stafford MK, Cain D, Rosenstein I, et al. A placebo-controlled double-blind prospective study in healthy female volunteers of dextrin sulphate gel: a novel potential intravaginal virucide. J Acquir Immune Defic Syndr Hum Retrovirol 1997;14(3):213-18; Low-Beer N, Jespers V, McCormack S, et al. A safety study of dextrin sulphate gel as a novel vaginal microbicide: data from HIV negative and positive women. XIV International AIDS Conference, Barcelona, Spain, July 7-12, 2002; Van Damme L, Wright A, Depraetere K, et al. A phase I study of a novel potential intravaginal microbicide, PRO 2000, in healthy sexually inactive women. Sex Transm Infect 2000;76(2):126-30; Mayer K, Abdool Karim S, Kelly C, et al. Safety and tolerability of vaginal PRO 2000 gel in sexually active HIV-uninfected and abstinent HIV-infected women. AIDS 2003;17(3):321-29; Mayer KH, Peipert J, Fleming T, et al. Safety and tolerability of BufferGel, a novel vaginal microbicide, in women in the United States. Clin Infect Dis 2001;32(3):476-82; van de Wijgert J, Fullem A, Kelly C, et al. Phase I trial of the topical microbicide BufferGel: safety results from four international sites. J Acq Immune Defic Syndr 2001;26(1):21-27.
  5. Johnston R. Microbicides 2002: an update. AIDS Patient Care and STDs 2002;16(9):419-30; Bukenya M, Pickering J, Lacey C, et al. A phase II study of the safety of dextrin sulphate gel in sexually active females in Kampala. Microbicides 2002, Antwerp, Belgium, May 12-15, 2002.
  6. Harrison; Watanabe M. Topical care of HIV transmission possible. The Scientist 2002;16(22):34; Veazey RS, Shattock RJ, Pope M, et al. Prevention of virus transmission to macaque monkeys by a vaginally applied monoclonal antibody to HIV-1 gp120. Nature Medicine 2003;16(22):34.
N-9 Not for Women at High Risk of HIV Infection

Spermicides containing nonoxynol-9 (N-9) increase the risk of HIV infection when used frequently by women at high risk of infection, but they remain a moderately effective contraceptive option for women at low risk of infection, technical experts convened by the World Health Organization (WHO) and the U.S.-based CONRAD Program have concluded.1

After reviewing research results about N-9's safety and effectiveness against HIV and other sexually transmitted infections (STIs), the group also agreed that:

  • N-9 offers no protection against STIs such as gonorrhea and chlamydial infection.
  • Condoms lubricated with N-9 should no longer be promoted because there is no evidence that they are more effective in preventing pregnancy or infection than condoms lubricated with silicone. However, it is better to use a condom lubricated with N-9 than none at all.
  • N-9 should not be used rectally.2

In May 2002, the U.S. Centers for Disease Control and Prevention (CDC) published similar recommendations, advising family planning providers to inform women at risk of HIV and other STIs that N-9 spermicides do not protect against these infections.3

The WHO and CDC recommendations are based, in part, on an analysis of 10 randomized clinical trials of the effectiveness of N-9 against HIV or other STIs, involving almost 5,000 women, that included trials conducted by the Joint United Nations Programme on HIV/AIDS (UNAIDS) and FHI.4 The analysis, recently published in two parts in the Cochrane Library, confirmed that there was no evidence that N-9 protects against STIs. (The Cochrane Library publishes evidenced-based systematic reviews to provide high-quality information on medical topics.)

Whether N-9 adds contraceptive protection to barrier methods other than condoms is still unknown, although spermicide use with the diaphragm is recommended. Researchers from FHI and Christchurch School of Medicine in New Zealand recently published a Cochrane Review of randomized controlled trials comparing the contraceptive effectiveness, safety, and acceptability of diaphragms with and without spermicide. They were unable to draw any conclusions because they identified only one eligible study, and even that study lacked statistical power. Calling for further research, the review authors wrote that their analysis "provides no evidence to change the commonly recommended practice of using the diaphragm with spermicide."5

— Kathleen Henry Shears

References

  1. World Health Organization(WHO), CONRAD. Safety of Nonoxynol-9 When Used for Contraception: Report from WHO/CONRAD Technical Consultation, October 2001. Geneva, Switzerland: WHO and CONRAD, 2002. Available online.
  2. World Health Organization.
  3. U.S. Centers for Disease Control and Prevention. Sexually transmitted diseases treatment guidelines, 2002. MMWR 2002;51(RR-6):1-77. Available online; Nonoxynol-9 spermicide use — United States 1999. MMWR 2002;51(18):389-92. Available online.
  4. Wilkinson D, Ramjee G, Tholandi M, et al. Nonoxynol-9 for preventing vaginal acquisition of HIV infection by women from men (Cochrane Review). In The Cochrane Library, Issue 1. Oxford, UK: Update Software, 2003; Wilkinson D, Ramjee G, Tholandi M, et al. Nonoxynol-9 for preventing vaginal acquisition of sexually transmitted infections by women from men (Cochrane Review). In The Cochrane Library, Issue 1. Oxford, UK: Update Software, 2003.
  5. Cook L, Nanda K, Grimes D. Diaphragm versus diaphragm with spermicides for contraception (Cochrane Review). In The Cochrane Library, Issue 1. Oxford, UK: Update Software, 2003.

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